Yuter Compliance Consulting


Yuter Compliance Consulting

Yuter Compliance Consulting (YCC) is an internationally recognized boutique compliance consulting firm offering consultation and support services trusted by the industry’s chief compliance officers. Yuter Compliance Consulting partners with clients to provide personalized consultation and support to enhance compliance resources and improve compliance programs.  


Amy Yuter

Amy Yuter is the Managing Principal of Yuter Compliance Consulting. Amy has over 30 years of industry, consultation and SEC regulatory experience and focuses her practice on SEC registered investment advisers. Prior to founding YCC, Amy served as Chief Compliance Officer of BrightSphere Investment Group (BSIG), a public holding company with investment adviser subsidiaries managing over $200 billion globally. Her responsibilities have included oversight of investment advisers, investment companies, public companies, broker-dealers, and private funds. Prior to joining the BrightSphere organization, Amy was a Securities Compliance Examiner with the U.S. Securities and Exchange Commission.

Amy received her Master of Business Administration and Bachelor of Business Administration from Temple University and earned a Certification in Public and Administrative Law from The Philadelphia Institute. Amy is the founder of The Philadelphia Compliance Roundtable and the Investment Management Compliance Testing Survey and has served on the Board of Directors of the National Society of Compliance Professionals.  


Review From Our Clients

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Former SEC Regulator

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